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nextnano3 - Tutorial
next generation 3D nano device simulator
1D Tutorial
Parabolic Quantum Well (GaAs / AlAs)
Author:
Stefan Birner 
If you want to obtain the input files that are used within this tutorial, please 
check if you can find them in the installation directory. 
If you cannot find them, please submit a
Support Ticket. 
-> 1DGaAs_ParabolicQW.in 
-> 1DGaAs_ParabolicQW_infinite.in 
-> 1DGaAs_ParabolicQW_infinite_half.in 
-> parabola_half-parabola_nn3.in / _nnp.in 
  
 
Parabolic Quantum Well (GaAs / AlAs)
This tutorial aims to reproduce figures 3.11 and 3.12 (pp. 83-84) of
Paul Harrison's 
excellent book "Quantum 
Wells, Wires and Dots" (1st edition, Section 3.5 "The 
parabolic quantum well"), thus the following description is based on the 
explanations made therein. 
We are grateful that the book comes along with a CD so that we were able to 
look up the relevant material parameters and to check the results for 
consistency. 
  
General comments on the solutions of a parabolic potential
An ideal parabolic potential represents a "harmonic oscillator" which is 
described in nearly every beginner's textbook on quantum mechanics. 
 
The eigenstates can be calculated analytically and are given by the following 
relationship: 
 
       En = ( n - 1/2 )  hbarw0          
where n = 1, 2, 3, ... 
 
One feature of a particle that is confined in such a well is that the energy 
levels are equally spaced by hbarw0 above the zero point 
energy of 1/2 hbarw0. 
 
The eigenfunctions show an even-odd alternation which is also the case in 
symmetric, square quantum wells. 
 
The eigenenergies can be measured experimentally by analyzing the optical 
transitions between the conduction and the valence band states, taking into 
account the selection rules (both states must have the same parity, see tutorial 
on interband transitions). For 
intersubband transitions, different selection rules apply (see tutorial on
intersubband transitions). Such 
an experiment can be used to measure the conduction and valence band offsets 
because the curvature of the conduction and valence band edges (and thus the 
eigenstates) depends on the offsets. 
 
(More information on this can be found in The Physics of Low-Dimensional 
Semiconductors - An Introduction, John H. Davies, Cambridge University Press 
(1998).) 
  
Parabolic quantum well:  10 nm AlAs / 10 nm AlGaAs / 10 nm AlAs
-> 1DGaAs_ParabolicQW.in 
  - It is possible to grow parabolic quantum wells by continuously varying the 
  composition of an alloy.
 
  - Our structure consists of a 10 nm AlxGa1-xAs 
  parabolic quantum well (the x alloy content varies parabolically) that is surrounded by 
  10 nm AlAs barriers on each side.
 
  We thus have the following layer sequence: 10 nm AlAs 
  / 10 nm AlxGa1-xAs / 10 nm AlAs. 
  The barriers are printed in bold. 
  - This figure shows the conduction band edge and the three lowest electron 
  wave functions (psi) that are confined inside the parabolic quantum well. 
  All other states are not confined any more.
 
  (Note that the energies were shifted so that the conduction band edge of GaAs 
  equals 0 eV.) 
   
    
   
  The figure is in perfect agreement with Fig. 3.11 (p. 83) of
  Paul Harrison's 
  book "Quantum 
  Wells, Wires and Dots" (1st edition). 
  
  - 
Technical details: 
 
 The parabolic potential is specified by using a parabolic alloy 
profile. 
 
 $material 
  ... 
  material-number      = 2 
  material-name        =
Al(x)Ga(1-x)As ! AlxGa1-xAs 
(parabolic quantum well) 
  cluster-numbers      = 2 
  alloy-function       =
parabolic 
 $end_material 
 
 $alloy-function 
  ... 
  material-number      = 2 
  function-name        =
parabolic      ! AlxGa1-xAs 
(parabolic quantum well) 
  orientation          =
0 0 1          
! along z direction 
  vary-from-pos-to-pos = 10d0 20d0      
! from 10 nm to 20 nm 
  xalloy-from-to       =
0.0d0 1.0d0    ! from   
Al0.0Ga1.0As = AlAs   to   Al1.0Ga0.0As 
= GaAs 
 $end_alloy-function 
  
  In agreement with Paul Harrison, 
  - we assumed a constant effective mass of 0.067 m0 throughout the 
  whole sample and 
  - assumed the conduction band offset between GaAs and AlAs to be 0.83549 eV. 
   
  - Output
  a) The conduction band edge of the Gamma conduction band can be 
  found here:
   band_structure / cb1D_001.dat   The 1st 
	column contains the position in units of [nm]. 
  The 2nd column contains the conduction band edge in 
	units of [eV]. 
	
 
 b) This file contains the 
  eigenenergies and the squared wave functions (Psi²):   
	Schroedinger_1band / cb001_qc001_sg001_deg001_dir_psi_squared_shift.dat 
	  The 1st 
	column contains the position in units of [nm]. 
	  (Note that Psin² is shifted with respect to its 
	energy En so that they can be nicely plotted into the conduction 
	band profile.) 
     This file contains the eigenenergies and the wave functions (Psi):   Schroedinger_1band / cb001_qc001_sg001_deg001_dir_psi_shift.dat 
	  The 1st 
	column contains the position in units of [nm]. 
	  (Note that Psin is shifted with respect to its 
	energy En so that they can be nicely plotted into the conduction 
	band profile.)
    a) and b) can be used to plot the data as shown in the figure above. 
   
   
  c) 
  This file contains the eigenenergies of the electron states. The units are [eV].   Schroedinger_1band / ev1D_cb001_qc001_sg001_deg001_dir.dat 
     Paul Harrison uses a 0.01 nm grid whereas we use the 
  0.01 nm grid only in the middle of the device (or 0.02 nm) 
    but at the boundaries (i.e. from 0 nm to 5 nm and from 25 
  nm to 30 nm) we use a 0.1 nm grid to avoid long CPU times: 
    The eigenvalues read: 
   
     nextnano³:          
  num_ev:  eigenvalue [eV]: 
   
                      
  1        0.1377775566    
   (0.10 / 0.05 / 0.02 / 0.05 / 0.10 nm grid) 
                      
  2        0.4121053675    
   (0.10 / 0.05 / 0.02 / 0.05 / 0.10 nm grid) 
                      
  3        0.6754933822    
   (0.10 / 0.05 / 0.02 / 0.05 / 0.10 nm grid) 
   
                      
  1        0.1377754485    
   (0.10 / 0.01 / 0.01 / 0.01 / 0.10 nm grid) 
                      
  2        0.4121049460    
   (0.10 / 0.01 / 0.01 / 0.01 / 0.10 nm grid) 
                      
  3        0.6755000401    
   (0.10 / 0.01 / 0.01 / 0.01 / 0.10 nm grid) 
   
     Paul Harrison's book:  1        
  0.1377751623     (0.01 
  nm grid) 
                      
  2        0.4121058503    
  (0.01 nm grid) 
                      
  3        0.6755025905    
  (0.01 nm grid) 
  
 Making use of the equation 
   
   En = ( n - 1/2 )  hbarw0          
  where n = 1, 2, 3, ... and w0 = (C/m*)1/2 
                                                 
  (m* = effective mass, C = constant which is related to the parabolic potential 
  V(z) = 1/2 K z2 ) 
  one can calculate hbarw0: 
   
   hbarw0 = 2 E1 
  - 0 eV = 0.276 eV 
   hbarw0 =    E2
  - E1    = 0.274 eV 
   hbarw0 =    E3
  - E2    = 0.263 eV 
   
  Obviously, due to the finite AlAs barrier that we have employed, 
  the higher lying states deviate slightly from the analytical results where 
  infinite barriers have been assumed. 
   
   
  This figure shows the eigenenergies for the confined states E1, 
  E2 and E3. As expected they are lying on a straight line 
  because they are separated by hbarw0. 
   
    
   
  The figure is in perfect agreement with Fig. 3.12 (p. 84) of
  Paul Harrison's 
  book "Quantum 
  Wells, Wires and Dots" (1st edition). 
  
	- Matrix elements
 
	The following matrix elements have been calculated: 
	 
	intraband-matrix-elements = o !        
	matrix element < psif* | psii > 
	This spatial overlap matrix elements simply returns the Kronecker 
	delta as expected because the wave functions are orthogonal. 
	==> Schroedinger_1band/intraband_o1D_cb001_qc001_sg001_deg001_dir.txt 
	 
	intraband-matrix-elements = p !        
	matrix element < psif* | p | psii > 
	==> Schroedinger_1band/intraband_pz1D_cb001_qc001_sg001_deg001_dir.txt 
	More details... 
	 
	intraband-matrix-elements = z ! dipole matrix 
	element < psif* | z | psii > 
	==> Schroedinger_1band/intraband_z1D_cb001_qc001_sg001_deg001_dir.txt 
	More details... 
  
 
  
"Infinite" (30 eV) parabolic QW confinement for GaAs
-> 1DGaAs_ParabolicQW_infinite.in 
  - The following figure shows the eigenstates of a parabolic quantum well 
  (GaAs) where the confinement is assumed to be 30 eV.
 
  Now up to 37 eigenstates are confined in the quantum well (grid resolution: 
  0.025 nm inside the well, 0.05 nm inside the barrier). The figure shows the 
  conduction band profile and the square of the wave functions (psin2) 
  for eigenstate n (n = 1, 2, ..., 37). 
   
    
  
  - This next figure shows the energies of the 37 confined electron states as 
  a funtion of eigenstate n.
 
  As expected, the curve shows a linear dependence because the eigenstates are 
  equally spaced by 
  hbarw0 = 0.826 eV (where we used En 
  = ( n - 1/2 )  hbarw0). 
   
     
  hbarw0 = 2 E1
  - 0 eV = 0.8261 eV               
  E1  / (2 E1) = 0.5000 
   hbarw0 =    E2
  - E1    = 0.8260 eV               
  E2  / (2 E1) = 1.4999 
   hbarw0 =    E3
  - E2    = 0.8260 eV               
  E3  / (2 E1) = 2.4997 
   hbarw0 =    E4
  - E3    = 0.8259 eV               
  E4  / (2 E1) = 3.4994 
   hbarw0 =    E5
  - E4    = 0.8259 eV               
  E5  / (2 E1) = 4.4991 
   hbarw0 =    E6
  - E5    = 0.8258 eV               
  E6  / (2 E1) = 5.4987 
   hbarw0 =    E7
  - E6    = 0.8257 eV               
  E7  / (2 E1) = 6.4982 
   hbarw0 =    E8
  - E7    = 0.8257 eV               
  E8  / (2 E1) = 7.4978 
   
  Still, due to the "infinite" barrier of 30 eV (which is still a 
  finite barrier) that we have employed, the higher lying states deviate 
  slightly from the analytical results where infinite barriers have been 
  assumed. Thus a much higher barrier sho. 
   
    
  
  - One should bare in mind that the energy level spacing of such parabolic 
  quantum wells is inversely proportional to both the well width and the square 
  root of the effective mass.
 
  
  - It is also interesting to look at the intraband matrix elements, i.e. to 
  investigate the probability for 
  intersubband transitions.
 
  The relevant output is contained in these two files: 
  - Schroedinger_1band / intraband_pz1D_cb001_qc001_sg001_deg001_dir.txt -
  pz 
  - Schroedinger_1band / intraband_z1D_cb001_qc001_sg001_deg001_dir.txt  -
  z 
   
  From the calculated oscillator 
  strengths it can be seen that only transitions from one level to the 
  neighboring levels (+1 and -1) are allowed. 
  Because in the case of a harmonic oscillator the momentum operator is 
  proportional to the sum of the creation and the annihilation operators, thus 
  only states can couple that have different occupation numbers with the 
  difference equal to 1. 
 
  
  
"Infinite" (30 eV) half-parabolic QW confinement for GaAs
(Thanks to Michael Povolotskyi who suggested this half-parabolic structure!) 
-> 1DGaAs_ParabolicQW_infinite_half.in 
  - The following figure shows the eigenstates when taking only the right half 
  of the parabolic quantum well 
  (GaAs) that has been calculated above. The confinement is 30 eV on the right 
  and infinite confinement on the left (Dirichlet boundary conditions).
 
  Now only 18 eigenstates are confined in the quantum well, i.e. half the number 
  of the eigenvalues compared with the full parabolic QW (grid resolution: 
  0.025 nm inside the well, 0.05 nm inside the barrier). The figure shows the 
  conduction band profile and the square of the wave functions (psin2) 
  for eigenstate n (n = 1, 2, ..., 18). 
   
    
  - Again, the eigenstates are 
  equally spaced. However, the separation energy is now twice the one as before:
 
  hbarw0 = 2 * 0.826 eV = 1.65. 
   
  The ground state energy this time is given by:
  E1 
  = ( 3/2 )  hbarw0 / 2. 
   
     
  hbarw0 = 4/3 E1           =
  1.639 eV 
   hbarw0 =    E2
  - E1    = 1.647 eV 
   hbarw0 =    E3
  - E2    = 1.648 eV 
   hbarw0 =    E4
  - E3    = 1.648 eV 
  
  - It is also interesting to look at the intraband matrix elements, i.e. to 
  investigate the probability for 
  intersubband transitions.
 
  The relevant output is contained in these two files: 
  - Schroedinger_1band / intraband_pz1D_cb001_qc001_sg001_deg001_dir.txt -
  pz 
  - Schroedinger_1band / intraband_z1D_cb001_qc001_sg001_deg001_dir.txt  -
  z 
    
 
  
  - We note that also more realistic parabolic quantum wells can be calculated 
  with nextnano³.
 
  Assuming that the alloy profile is parabolic, 
  - strain can be included (the strain tensor depends on the alloy 
  profile), 
  - as well as effective masses that depend on the alloy profile, 
  - an 8-band k.p model (necessary to get correct 
  intersubband transition energies) 
  - and bowing parameters (especially important for AlGaAs). 
  All these features are automatically included in the nextnano³ code. 
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